PRACTICAL

INVESTMENT THEORY

and

APPLICATION

Mandatory instruction/information for attorneys, judges, compliance officers, arbitrators, CPA's, expert witnesses and NASD personnel involved in disputes regarding broker competency and investment (stocks, bonds, mutual funds, partnership) analysis

Issues: licensing, designations, ethics, risk factors, investor suitability, investment application, statistics, analysis, etc.

This activity is approved for Continuing Legal Education and conforms to the standards prescribed by the rules of the State Bar of California governing minimum continuing legal education

4 hours MCLE; $145.00

Information/brochure- 510 352-4127

San Francisco State University, 425 Market St., San Francisco