MOODY IN THE NEWS
Articles, reports and letters of consumer interest- or at least should be.
PR Release May 2008 I attended the California CPA Financial Literacy Symposium in April. A Breach of Fiduciary duty
Irrevocable Life Insurance Trusts and Trustee Fiduciary Duty Formal report on the incapabiilty and incompetencies that will put many consumers at risk.
John Hancock ILIT Policy Analysis This is the real life analysis that is referenced above.
OPEC, GAS, DOLLAR, FED- Going to be ugly times. PR Release November 2007
Are All the Elderly That STUPID???? PR Release October 2007
Equity Indexed Report August 2007 Professional analysis of the wrong product sold
Financial Designations- St. Petersburg Times
North American Securities Administrators Association and President Joe Borg are WRONG!!!! June 2007
Brokers Cannot be Fiduciaries- May 2007 Letters to attorneys who are referencing the fees charged by Fiduciaries.
Human (Ir)rationality, Marketing, and Investment Sophistication May 2007 A formal paper on why so many people do the wrong things with investing and are marketed to continue to do so
WSJ on broker liability December 2006
Investment Advisor magazine regarding fiduciary duty November 2006
Mary Schapiro, Chairman, CEO, NASD November 2006
Chuck Jaffe, Boston Globe October 2006 regarding "expert" allocations
Dr. Ben Bernanke, Fed Chairman, July 2006, regarding consumer education
California Broker April 2006 Comment on Editorial regarding SEC and FPA suit
Investment Malfeasance and Breach of Fiduciary Duty March 2006
NASD Proposal for Arbitrator Education and Training March 2006
Formal complaint against Florida planner- Dept of Insurance, Securities, Elder Care, SEC, two Senators , March 2006
Letter to National Underwriter Editor. February 2006
CFP Board Incompetence January 2006
US News and World Report January 2006
Life Settlement Fraud October 2005
NAPFA and Investment Advisor August 2005
SEC Arbitrator reform , July 2005
Errold Moody Challenges CFP Board to Do the Right Thing
The SEC pdf'd my letters to them in September of 2004 regarding the legality of financial planners