Errold F. Moody Jr.

Table of Contents

Foreword

I am grateful for your insights on fiduciary duty and investor education. Your perspective helps impact my thinking on how to get there.
Steven Irwin
Commissioner, Pennsylvania Securities Commission 

It is good to hear from you on this important issue of Dodd Frank
Spencer Bachus
House of Representatives

Just wanted to say thanks for sending the book -- read the women's piece and I agree completely

M. Cindy Hounsell, President
Women's Institute for a Secure Retirement  

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Provider 4522 through November 28, 2013


Standard 3 hour CLE course Fiduciary Standards Dodd Frank: Investments (includes book) $200



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Any attorney filing or defending investment, insurance or annuities claims must have a command of the underlying issues.