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The text is the complement to two video courses  approved by the California State Bar for Continuing Legal Education 

Financial Planning Fiduciary Standards Dodd Frank: Investments (3 hours)
Financial  Planning Fiduciary Standards Dodd Frank: Insurance and Annuities (3.5 hours)

To order the CLE courses or for bulk sales, call 510 459 7797 

Table of contents
and
Foreword

I am grateful for your insights on fiduciary duty and investor education. Your perspective helps impact my thinking on how to get there.
Steven Irwin
Commissioner, Pennsylvania Securities Commission

It is good to hear from you on this important issue of Dodd Frank
Spencer Bachus
House  of Representatives

We appreciated your thoughts on the importance of better education for financial professionals and consumers
Teresa Garland
U.S. Department of Education